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Info: ICAAP Executive Summary

What to include in the ICAAP Executive Summary?

The below outlines what should be included within a typical ICAAP Document Executive Summary.

ICAAP Executive Summary:

This section of the ICAAP Document would aim to present an overview of the ICAAP methodology and deciding results. Typically this would include the purpose of the report and which regulated entities are covered by the ICAAP being reviewed.

It would explain the main findings of the analysis of the ICAAP such as how much internal capital the firm considers it should hold a – and what composition – as compared to the Pillar 1 capital resource requirement calculation and the adequacy of the risk management processes of the risk management processes at the firm.

The following items would also usually be covered within the ICAAP Executive Summary:

Related Reading - see also:

What is the purpose of the ICAAP Document?

Example ICAAP Document Contents

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