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UK: Prudential Regulation

Prudential Regulation is the responsibility of the UK Regulators.

The PRA and the FCA are both responsible for prudential regulation within the UK financial services industry.

Prudential Regulation in the UK

The Prudential Regulation Authority (PRA) is responsible for the prudential supervision of Banks and other institutions that are required to be dual-regulated within the UK financial services industry. All other firms are prudentially supervised by the Financial Conduct Authority (FCA), this equating to some 24,000 firms.

The Prudential Sourcebook for Banks, Building Societies and investment Firms (BIPRU) and the Prudential Sourcebook for Investment Firms (IFPRU) are two of the FCA’s most well known prudential regimes that implement their prudential framework within the industry.

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