Home Information FAQs Contact Us

ICAAP Support

in

in

UK: Prudential Regulation

Prudential Regulation is the responsibility of the UK Regulators.

The PRA and the FCA are both responsible for prudential regulation within the UK financial services industry.

Prudential Regulation in the UK

The Prudential Regulation Authority (PRA) is responsible for the prudential supervision of Banks and other institutions that are required to be dual-regulated within the UK financial services industry. All other firms are prudentially supervised by the Financial Conduct Authority (FCA), this equating to some 24,000 firms.

The Prudential Sourcebook for Banks, Building Societies and investment Firms (BIPRU) and the Prudential Sourcebook for Investment Firms (IFPRU) are two of the FCA’s most well known prudential regimes that implement their prudential framework within the industry.

<< Back to ICAAP Information & Terms

Help & Info FAQs

ICAAP Support Services

If your firm would like information on our ICAAP support services such as assistance in examining your ICAAP to ensure it is appropriately assessed for your current business plan and activities or assistance in documenting this review, please contact us. Our experienced ICAAP Consultants would be happy to help, so send an enquiry or telephone today.

Telephone: 020 3813 2890